Governance and Compliance Manager - Funds

£Competive, London

An exciting opportunity to join a collaborative team, in an organisation that cares about professional development, has arisen! A prominent asset management services firm, have asked for our help in finding them a motivated Manager to lead three Assistant Managers and their juniors. You will be reporting to the Associate Director/Director and will get the chance to work with a number of large clients in the funds space and liaise with other key stakeholders. If you have previous managerial experience and have a solid company secretarial background, then do get in touch!

Key Roles and Responsibilities

  • Provide administrative and corporate governance services to the firm’s leading clients
  • Attend and guide Board meetings when required
  • Help with the organisation of Board meetings; including, drafting agendas, collating reports and managing the portals which preserve client records
  • Examine the minutes/records composed by administrators and trainee administrators
  • Aid with corporate compliance, such as preparing statutory returns and maintaining records
  • Make sure that annual reviews, compliance and risk reviews and client due diligence reviews are dealt with for all relevant clients
  • Attend client meetings and new business pitches when necessary
  • Ensure that strong relationships are initiated and maintained with both contacts and clients
  • Oversee the financial aspects of client relationships

Experience and Qualifications

  • ICSA qualified/part qualified (or other relevant qualification)
  • Proven experience working in a similar role; experience in the financial services sector a bonus
  • Solid understanding of company law obligations
  • Experience of fund structures

Attitudes and Behaviours

  • Excellent communication skills to build rapport with individuals of varying hierarchy and clients
  • Able to prioritise work and work well under pressure
  • Outstanding organisation skills

Thank you for your interest in this Core Job. If you’d like to apply for this job, please click on “apply” and attach the latest version of your CV (unless we already have it). Alternatively, you can always give one of our Recruitment Partners a call.


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