International Certificate in Financial Services Regulation

International Certificate in Financial Services Regulation

Essential learning for a career in the regulation of financial services.

  • No prior qualifications required
  • Available Worldwide
  • Taught course, online
  • Courses starts Sep 2022
  • £2,495 for online tuition
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Robust and effective regulations and their enforcement are crucial to the smooth operation of financial systems. Gain a sound understanding of the principles of regulation for the start of your career as a regulator.

Delivered by The School of International Financial Services, this Level 3 qualification aims to equip you with the knowledge and skills for a career as a regulator.

Who is this course for?

Individuals currently working or aspiring to work in financial services regulators who are keen to achieve a solid professional education platform in financial services regulation.


Aimed at those entering the profession or junior members of a regulatory body, the course covers the basics of financial regulation such as:

  • Why financial services are regulated
  • The legal and regulatory framework relating to regulation
  • The role of financial services regulators and how they operate
  • Authorisation
  • Supervision
  • Conduct risk management
  • The regulation of financial crime prevention

Detailed information on the syllabus is available below:


To find out more about the benefits of studying this course and to apply, visit the School of International Financial Services website.

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