International Certificate in Financial Services Regulation
Essential learning for a career in the regulation of financial services.
Need help?Overview
Robust and effective regulations and their enforcement are crucial to the smooth operation of financial systems. Gain a sound understanding of the principles of regulation for the start of your career as a regulator.
Delivered by The School of International Financial Services, this Level 3 qualification aims to equip you with the knowledge and skills for a career as a regulator.
Who is this course for?
Individuals currently working or aspiring to work in financial services regulators who are keen to achieve a solid professional education platform in financial services regulation.
Content
Aimed at those entering the profession or junior members of a regulatory body, the course covers the basics of financial regulation such as:
- Why financial services are regulated
- The legal and regulatory framework relating to regulation
- The role of financial services regulators and how they operate
- Authorisation
- Supervision
- Conduct risk management
- The regulation of financial crime prevention
Detailed information on the syllabus is available below:
Apply
To find out more about the benefits of studying this course and to apply, visit the School of International Financial Services website.